Wednesday, 3 May 2017

FINRA Releases Additional Guidance Related To Social Media

The FINRA recently released Regulatory Notice 17-18, which contains guidance pertaining to social networking websites and business communications. FINRA clarified a number of topics, including: Member firms are obligated to retain a record of communications that occur via text messaging applications and chat services between its registered representatives and investors in accordance with Rules 17a-3

[Read More ...]

Creating Wealth Without Risk - You'll Get A Proven System For Profiting 16%, 18%, 24% Up To 50% Guaranteed By Law With Safe, Certain, And High-yielding Tax Lien Certificates

No comments:

Post a Comment