Thursday, 8 June 2017

5 Tips On How Your Firm Can Use Social Media Compliantly From FINRA

In response to industry requests, FINRA recently released guidance on how financial services firms can use social media and other forms of electronic communications while complying with rules and regulations. To provide additional clarity, Amy Sochard, Senior Director, FINRA Advertising Regulation, moderated a conversation with Marc Gilman, Executive Director, Information Management Law, Morgan Stanley, and

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